Summary of EXANTE and the SEC Allegations


In 2015, a Malta-based brokerage, EXANTE, found itself erroneously implicated by the U.S. Securities and Exchange Commission (SEC) in an insider trading scandal. The allegation suggested involvement in illicit trading using confidential information, arising from a significant misinterpretation of the brokerage’s business model. Established in 2011 by seasoned derivatives traders, the brokerage operates on an … Read more